Wealth management

See which independent broker-dealers have the highest revenue.

Also, Dynasty lured teams managing nearly $1 billion in client assets to independence.

Planners may be called on to invest assets within a client’s trust, but the ability to do so can vary greatly. What's more, the election outcome could eliminate some trusts altogether.

Some firms are still hesitant about hiring graduates from college or university programs, but that may be changing, writes Editor-in-Chief Chelsea Emery.

The seven recruits made the move from three wirehouses, Raymond James and Stifel.

Top advisers are using these strategies to create well-balanced portfolios.

Hiring is one of the toughest challenges firms face. Are college graduates from four-year programs the answer?

The leading IBD cut a top consulting division that catered to its largest firms and set up potential conflict between groups of advisers: those in and out of OSJs.

Like their clients, brokers too need to watch how they react to markets.

Experts break down exit strategy options and what advisers should and shouldn't do.

RIAs snag annual FP Pro Bono Awards for innovative programs.

These program managers have ranked most consistently among the best of the best.

The California credit union teamed up with Golden State Wealth Management to provide financial advisory services to its 28,000 members.

Many Americans make the mistake of tapping their home value for immediate financial issues instead of using it to help fund their retirement.

U.S. Bank hired a professional psychologist to help ultrahigh-net-worth families work through financial issues.

Fidelity practice management program includes planning, funding and research aids.

Up to 100 branches could be closed as just one cost-cutting measure after Key pays premium price for its biggest acquisition.

No financial solution can gain momentum without the collaboration of technology and human capital. But robos are only one small part of this equation.

The recuits joined the wirehouse from Deutsche Bank, which is selling its U.S. Private Client Services unit to Raymond James.

The regional BD also recruited a complex manager from J.P. Morgan.