Wirehouses

The regional firm has been a recruiting tear, picking up a number of ex-wirehouse teams.

In the last month, RBC has hired six teams from wirehouses and other regional firms.

One advisor says the fiduciary rule prompted the latest wirehouse exit to an RIA.

Three quarters of the firm’s 57 new recruits have come from the largest firms.

The regional broker-dealer adds another team to its roster while wirehouses continue to scale back on recruiting.

With these latest additions, the regional firm furthers its Southeast expansion.

The new hires are the latest recruits to join the regional firm.

Smaller brokerages are benefiting in big ways from cutbacks at three of the four largest firms.

Phil Shaffer says changes in the business necessitated a career change if he was to maintain an edge in serving clients.

The broker claims in filings that he was harassed by the bank, culminating in his firing in February of last year.