Wirehouses

Four veteran advisors joined UBS from Morgan Stanley where they generated $5.6 million in annual revenue, according to a UBS spokesman.

Two former advisors allege they were punished and eventually fired for reporting misconduct including trainees and interns entering trades as well as misleading clients during cold calls.

The new recruits had an annual production of $2 million.

Recruits leave the wirehouse for the independent side at Wells Fargo.

Focus Financial Partners' Chris Dupuy, a former Merrill Lynch executive, talks recruiting, breakaways and why he tells some advisors that independence isn't for them.

Recruits who generated $4.5 million make the move between wirehouses.

When Bank of America shareholders gather next month to decide if Brian Moynihan can keep his chairman title, they won’t be the only ones about to weigh in on his career.

The Swiss-owned wirehouse said it recruited three Morgan Stanley advisors who generated more than $3 million in annual revenue.

Noyes makes a new addition in an effort to grow the firm's network of financial advisors.

The regional brokerage lured away three recruits from rivals Wells Fargo and Raymond James.

The new recruits joined the firm's employee and independent channels.

The wirehouse recruited a Morgan Stanley team that generated $10 million in annual revenue.

Stifel CEO Ronald Kruszewski remains upbeat about his latest acquisition of Barclays' wealth management unit despite rising advisor attrition, telling analysts that "it will still be a wonderful deal from a shareholder perspective."

The Canadian bank's U.S. brokerage landed two brothers who spent a decade working for the regional broker-dealer.

Analysis: Smaller firms may sometimes require more due diligence for advisors considering a move. Here's what to look for.

Recruits with a combined $3.3M in production leave Morgan Stanley and Ameriprise, bound for the Swiss-owned brokerage.

The wirehouse collects for breach of a promissory note.

A team managing over $200 million is the second move this month between the two wirehouses.

Wells Fargo adds three recruits, including one from Morgan Stanley, to grow its independent channel.

An arbitration panel ordered the wirehouse to pay two former clients $250,000, a mere 10% of what they originally sought, in a case involving the sale of funds of Puerto Rican municipal bonds.