Wirehouses

Broker headcount declined to 6,861, a 3% drop from 7,087 in the year-ago period.

More than $2 trillion of billionaire fortunes will change hands, according to a new study by UBS and PwC.

The group is the latest to join the boutique firm, which has been operating under new leadership.

The regional firm picks up six advisors, including a father and a son.

The fast-growing independent firm has picked up more than two dozen advisors this year.

The broker is an industry veteran and was a member of Morgan Stanley's chairman's club.

The move is the latest in a series of departures from the wirehouses to smaller independent firms.

The company also said that its advisor ranks are growing.

As a result of CEO James Gorman’s strategic moves, the firm earns the biggest share of revenue from wealth management of the six biggest U.S. lenders.

Seasoned veterans are concerned there won't be capable successors to take over their books of business, insiders say.

The move continues the wirehouse's transformation under Tom Naratil, president of UBS Wealth Management Americas.

The company's broker headcount declined slightly, but it remains the largest wirehouse by number of advisors.

Reps recommended complex investments without restrictions, the regulator said.

The firm's advisor ranks increased slightly during the third quarter, ending three consecutive periods of decline.

The regional firm, which has been a recruiting tear, pulled its newest hires from Morgan Stanley and Wells Fargo.

The wirehouse picked up two veteran advisors, each with more than 20 years of industry experience.

Ex-Merrill Lynch brokers are joining the firm as it looks to grow in the Northeast.

Greg Fleming was tapped to become CEO of the newly formed Rockefeller Capital Management.

Last year, the Democratic senator argued successfully for the termination of Sloan's predecessor as chief executive, John Stumpf.

Independent and regional firms have been maintaining strong appeal with new recruits.