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Andy Sieg, head of the firm, had previously indicated that he was open to rethinking aspects of the firm's efforts to comply with the regulation.
March 10
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The last time the pool was smaller was in 2012, when it decided to cut large parts of the investment bank and was fined for trying to rig global interest rates.
March 10
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Keith Rowling ranked No. 2 on the 2016 list of the industry's top young producers.
March 6
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The wirehouse has already paid $415 million in fines and disgorged profits in a settlement.
March 6
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The ex-wirehouse advisers are partnering with Stanley Hochhauser, an industry veteran of more than 50 years.
March 6
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The decision also affects David Carroll, who leads wealth and investment management, according to the firm.
March 1
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Andy Sieg says the firm's digital wealth and mobile app investments are "a key strategic story."
March 1 -
Wirehouse brokers and teams from Kestra and MSI Financial led the way in a flurry of hires.
February 28
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Morgan Stanley is in “advanced discussions” with the IRS to resolve any client tax underpayments, according to an SEC filing.
February 28
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Andy Sieg, head of the firm, says that "operational changes" are possible if the rule is delayed or overturned.
February 27 -
The latest developments make columnist Bob Veres wonder whether he has fallen through a wormhole.
February 27
Financial Planning -
The platform provider added a breakaway RIA to score a victory in its battle with rival HighTower.
February 23
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It may be only a matter of time before advisers begin embracing lower offers.
February 22
Mark Elzweig Co. -
It’s the third wirehouse team to move to HighTower's outsourcing service this year.
February 21
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The ultrahigh-net-worth unit hired a regional director from its parent firm to lead a new office.
February 21
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The firm picked up one adviser each from Merrill Lynch and UBS.
February 17
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The recruit joined the bank’s private wealth management division after 14 years with the wirehouse.
February 15
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The group generated nearly $5 million in annual production while at the wirehouse, according to the regional firm.
February 13
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The former planner says she was wrongfully terminated and that she did not agree to settle with the wirehouse.
February 8
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Most executives predict headcounts to go down over the next five years, a survey showed.
February 7
