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"Optimizing choice for our clients … is critical to how we operate as a firm," CEO James Gorman said during an earnings call where the wirehouse reported net revenue was a record $3.9 billion last quarter.
October 19
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A $2.2 billion Morgan Stanley team's move to independence shows how breakaways use shell companies to take advantage of the legal pact, and why more than 1,500 firms have signed on.
October 18
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Headcount rises for the 11th consecutive quarter for the wirehouse, which is prepping for the Department of Labor's fiduciary rule.
October 17
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The regional firm’s latest recruit joined its employee channel after 17 years at the wirehouse.
October 12
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Will Morgan Stanley's John Perry, the current No. 1, return to the newest ranking? Or will a new young professional take the top spot? Here's a chance for advisers to join this elite group.
October 12
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The firm's latest recruit has more than three decades of industry experience and previously worked at Wells Fargo Advisors.
October 12
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The advisers are industry veterans who joined the regional firm in two offices.
October 10
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Eight advisers opened a new office for Merrill Lynch's Private Banking & Investment Group, which serves ultrawealthy clients.
October 7
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The new recruits join from RBC and Wells Fargo Advisors.
October 6
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The main objection seems that regulators just don't like the unseemly business of selling products to customers who might not want them.
October 5
Bloomberg -
Relura Horton, former regional managing director at Fidelity Custody and Clearing, hopes to attract more women clients to her new firm.
October 5
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Keith Rowling rejoined this elite group for a second year in a row.
October 4
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One last look at this year's elite young advisers. Plus, details on when the new campaign begins.
September 29
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Plus, Merrill Lynch grabs UBS planners who managed $750 million in client assets.
September 27
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The new recruit has been in the industry for nearly 3 decades.
September 26
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The wirehouse's newest recruits operate from two offices on both coasts.
September 26
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Even as more planners see opportunities in the rule, a large cohort are reconsidering their careers.
September 26
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Three advisers opened a new office for the independent firm, which is affiliated with Raymond James.
September 26
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The new recruits joined the regional firm's employee channel.
September 23
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The recruits left rival firms such as UBS and J.P. Morgan to join existing practices at the independent broker-dealer.
September 21
