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Were 300% deals ever sustainable? What can advisors do today? And if you think it’s too late to break away, listen to the story of a 70-year old advisor who made the move. Mindy Diamond offers her insight as we continue the dialogue from our Recruiters Roundtable.
August 13 -
The advisor used about $410,000 to pay back investors in Ponzi-like fashion to keep the scheme alive, the regulator says.
August 10 -
The regional BD continues its recruiting spree, adding to the more than 400 advisors it’s already hired in the past year.
August 10 -
The boutique wealth manager has been aggressively courting top brokers.
August 10 -
The regional BD's three hires come from Wells Fargo and Ameriprise.
August 9 -
Brokerage industry records list one of the winners works at the firm's clearing house in San Jose.
August 8 -
The dispute pits four advisors against big Wall Street names: Wells Fargo, Morgan Stanley, Raymond James and Merrill Lynch.
August 7 -
Raymond James, Janney, Ameriprise and Stifel are all racking up impressive hires from the wirehouses.
August 3
Mark Elzweig Co. -
The firm’s partners met while employed as advisors at Merrill Lynch, and later switched to Wells.
August 2 -
Already an aggressive recruiter, the firm upped its advisor head count by 115 during the recent quarter.
July 31 -
The forthcoming changes will build on digital investments the firm has made recently, according to an executive.
July 30 -
Stifel is expanding on the West Coast, hiring 13 recruits in California year-to-date.
July 30 -
A 34-year old broker with high-net-worth tax specialty signs with Dynasty.
July 30 -
Compensation related to financial advisor recruiting fell 22% for the second quarter.
July 25 -
Banking scandals are playing only a small role in advisor attrition, the firm says.
July 25 -
John and Cary Kortze opened Steward Partners' 16th branch office.
July 23 -
Advisor attrition is up at the beleaguered firm, but it doesn't have to be.
July 20
Elite Consulting Partners -
Six of the top 10 advisor recruits — managing roughly $13.2 billion in client assets — have walked out of the wirehouse so far this year.
July 19 -
These mega brokers managed $18 billion in assets at their previous firms.
July 19 -
Wirehouse policy changes are bearing fruit and leaving advisor career options in flux.
July 18




















