Veris Wealth Partners, an RIA specializing in sustainable investing, recruited the advisor, who was managing $500 million as a portfolio manager.
Management roles at the wirehouse have shifted following the announced departure of a key executive.
Two groups representing five advisors left Morgan Stanley to join RBC.
Here's how the industry's leading experts say you can protect your data and your practice.
On Wall Street honors the industry's leading branch managers.
Overseas markets are looking more attractive to advisors, despite last year's turmoil in the sector and client concerns. Advisors said that overseas markets offered potential tactical opportunities, according to the latest Global Asset Allocation Tracker. Our monthly barometer of where advisors are allocating assets on behalf of clients uses a baseline of 50, and surveyed 291 advisors. …
SIFMA's Karl Schimmeck discusses where the threats are coming from and what is being done to mitigate the risk.
In a rare independent-to-employee move, four independent advisors joined the employee channel of Raymond James.
The two new hires managed about $210 million in client assets while at Morgan Stanley.
The deal boosts Stifel's advisor force by one-third to about 2,800 advisors -- and readies the firm to grow its business in the independent channel.
The former wirehouse group is larger than Dynasty's biggest recruiting grab in 2014.
Stifel CEO Ronald Kruszewski wants to be an advice leader, and acquiring Sterne Agee may get him there, potentially lifting the firm's total advisor headcount to 2,800.
The three-advisor team generated more than $2 million in annual revenue before making the move.
A wealth manager, with $65 million in client assets before he left the regional broker-dealer, joined an independent firm affiliated with SagePoint Financial.
Regional broker-dealer Wunderlich Securities recruited two wirehouse advisors.
The latest earnings reports offer a snapshot of how the biggest wealth management firms and their advisors are faring.
Planners their best tips for kick-starting the conversation started with prospective clients.
Advisors generating $5.8 million in annual revenue left Morgan Stanley for Merrill. The team is led by the No. 7 advisor on On Wall Street's Top 40 Under 40 ranking.
On Wall Street unveils the top regional advisors under age 40. They share success stories and plans for future growth.
Morgan Stanley lost an advisor producing $883,200 in annual revenue to Merrill Lynch.