UBS Wealth Management

Meanwhile, the wirheouse’s advisor headcount ticks down and recruitment loans drop, again.

The wirehouse plucked the trio from Wells Fargo

The switch comes as the wirehouse revamps its technology platform with help from Broadridge Financial.

The firm expands on both coasts with Glasband Stempel Wealth Management in Florida and Carol Wilshire in California.

A lawsuit will turn on whether UBS can demonstrate that Alexandra Van Meurs violated contract agreements when she and her team jumped to Morgan Stanley.

Funds that follow a similar approach lost 5.1% over the period, according to Hedge Fund Research.

Billion-dollar teams are voting with their feet. Here’s where they are going.

After logging 27 years at the firm, the advisor is starting his “next 25-year chapter” as an independent.

The wirehouse added more than a dozen advisors in the last month managing more than $1 billion in client assets.

The firm employs just short of 70,000 people in 50 countries and had 80% of its worldwide staff at home during the height of the pandemic

“The stocks that I hadn’t heard of three months ago all of a sudden are the most active — that’s not where investors go, that’s where traders might go or hobbyists might go,” says a private wealth advisor at UBS.

The 30-year industry vet launched a firm on the Dynasty platform citing better technology and “freedom” as reason for the move.

CEO Jim Gold anticipates an uptick in advisor moves in coming months.

The moves also indicate advisors are more willing to make a career change following a recruiting slowdown due to the coronavirus.

The venture fund comes just months after UBS named ING's Ralph Hamers, an outspoken champion of digital banking as its next CEO.

The wirehouse, which has reduced recruiting efforts, enticed the team over from AllianceBernstein.

Production companies claim fraudsters bilked them out of $3.5 million under the bank's watch.

The firm’s diminished ranks are a sign of huge changes in the wirehouse world since the financial crisis ended.

“We didn’t need to physically travel to see that RBC was the ideal place to move our practice,” ex-UBS advisor says.

Grid stretches, small account policy changes — it’s a lot to keep track of. On Wall Street’s annual compensation report is here to help.