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The senator’s presidential ambitions are becoming another headache for the Wells Fargo CEO.
January 30 -
A uniform fiduciary standard is only way to ensure all advisors are putting their clients first, the Democratic senator says.
December 14 -
The regulator bills the move as the latest effort to bring transparency to the challenge of unpaid awards.
December 5 -
It's not too late for the the SEC to fix its flawed proposal before it issues its final rule, says the Democratic senator from Massachussetts.
August 6 -
The firm cannot increase assets until it comes up with a plan to fix its internal controls.
May 14 -
New legal analysis suggests that the rules would add "teeth" to broker-dealer regulation.
April 24 -
The Massachusetts senator is struggling to get data that shows how bad sexual harassment might be on Wall Street.
April 18 -
Citing mounting investor losses from unpaid arbitration awards, investor advocates see a role for Congress to force FINRA's hand.
March 7 -
The Senator wants to know what the SEC is doing to prevent harassment at banks.
March 5 -
"This bill is a giant wet kiss to Wall Street,” Senator Elizabeth Warren says.
October 25 -
Last year, the Democratic senator argued successfully for the termination of Sloan's predecessor as chief executive, John Stumpf.
October 4 -
Public perception, the laboriousness of the rule-making process and other factors have acted as roadblocks to wholesale repealing the regulation.
September 8 -
The prominent Wall Street lawyer makes a strong argument to skeptical lawmakers that he will be a tough cop on the beat if confirmed.
March 23 -
With an eye toward potential repeal, Alexander Acosta told senators that he will abide by President Trump's executive memorandum and review the rule's impact.
March 22 -
The senator isn't waiting for attorney Jay Clayton's confirmation hearing to ramp up her opposition.
March 22 -
Hope is dimming, but top Democrats like Sen. Elizabeth Warren and investor advocates are unlikely to relent in their efforts to preserve the regulation.
March 6 -
Some firms reserve comment on the president's order, despite public support for the fiduciary rule in the past.
February 8 -
There's a better way to craft a standard that would protect investors and preserve client choice.
January 24
Baird -
Several senators conducted their own review of FINRA reports and said they found that Wells Fargo had “ample information” about the severity of the bogus account practices for years.
November 4 -
The request foreshadows how the senator will attempt to influence the next president's cabinet and other key nominations.
October 14
















