Andrew Welsch is a former managing editor of Financial Planning.
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As the college savings vehicle grows in popularity, regulator up scrutiny of brokerages’ recommendations to clients.
November 6 -
The advisors opened Stifel's 17th new branch office this year.
November 5 -
The changes follow the firm’s recent move to cut some client fees on separately managed accounts.
November 5 -
Two dozen advisors left the wirehouse in recent months to join the regional BD.
November 1 -
When an unusual recruiting deal between Credit Suisse and Wells Fargo went awry, years of broker frustration, severe attrition and litigation followed. Also at stake: Up to $245 million in back pay.
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The expansion is intended to free advisors to spend more time on client-facing tasks, executives say.
October 28 -
“I can’t remember seeing so many $5 million to $10 million [advisors] in the pipeline,” CEO Paul Reilly said.
October 24 -
The policy shift affects the wirehouse’s separately managed accounts.
October 23 -
The firm added its 16th office this year, part of its bid to attract talent from rival firms.
October 22 -
Advisors are not "non-for-profits,” CEO James Gorman said.
October 17
