Andrew Welsch is a former managing editor of Financial Planning.
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The firm has lost more than 1,100 advisors since a phony accounts scandal came to light in 2016.
January 15 -
The firm’s newest recruits come from Merrill Lynch and Wells Fargo.
January 14 -
This is the first career move by Angie Messer and Greg Rust, who worked at the regional BD for 10 and 27 years, respectively.
January 10 -
The clients say their advisor improperly invested their funds in a Miami Beach nightclub that failed.
December 28 -
A months-long court fight ended when a judge granted the wirehouse’s request to restrict the advisors’ ability to contact clients.
December 28 -
The regulator accuses her of misconduct; she says the agency is doing Morgan Stanley’s bidding.
December 27 -
The alleged supervisory lapses occurred over a five-year period, according to the regulator.
December 26 -
The advisors joined the firm’s employee and independent broker-dealer units.
December 24 -
The new hires came at the expense of Merrill Lynch, Morgan Stanley, UBS and Hilliard Lyons.
December 18 -
The following 17 teams oversaw about $75 billion in assets. The firms ending the year with prize recruits include a diverse cast: regional BDs, wirehouses, boutiques and RIAs.
December 14
