Andrew Welsch

The new hires generated almost $2 million in annual revenue, according to the regional firm.

The boutique firm is looking to expand to new markets, says Ryan DeVore, the firm's head of Private Client Advisors.

The group joined the regional broker-dealer from Morgan Stanley.

They play a critical role in recruiting and supporting advisers. See who made the cut for this year's honoree list.

The regional firm has been trying to recruit more advisers, particularly those from wirehouses.

The new recruits, who previously worked at Wells Fargo Advisors and Janney Montgomery Scott, also pointed to the firm's affiliation with Raymond James in making the move.

New firm FallLine Securities caters exclusively to advisers serving ultrawealthy clients.

The wirehouse said recently it plans to stop recruiting experienced advisers, but made an exception if talks with recruits started before June 1.

Approximately $4,500 was used to sponsor a cricket club via a shell company, authorities say.

The cases stem from the investment advice given by a now barred broker, who is accused of soliciting funds for a Miami Beach nightclub he owned.

On Wall Street annually spotlights the work of the industry's elite leaders.

With the Labor Department and SEC signaling further potential changes in the regulatory framework, here's what advisers need to know now.

Everyone wants technology to streamline processes, but clients' complex problems create hurdles to achieving that goal.

The Swiss firm picked up a team that oversaw approximately $900 million in client assets.

The broker, who had been with the bank for 21 years, went independent with backing from Dynasty Financial Partners.

An open question is how the latest effort by the agency would coordinate with the Department of Labor.

The wirehouse had held back on finalizing some aspects of its fiduciary implementation plan until the rule's fate was clearer.

The pro athlete met the adviser through his college business professor, authorities say.

The former JP Morgan Private Bank adviser focuses on wealthy Latin American clients.

The wirehouse and other firms aim to cultivate a new crop of tech-savvy FAs.