Charles Paikert

The expansion-minded RIA reaches $5.5B in AUM and adds its first Western office with its latest deal.

Record deal activity in 2016 is setting the stage for more growth, according to Echelon DealBook.

From fiduciary to robos to marketing: A close look at advisers’ top concerns and how their budgets have changed year-over-year, from TD Ameritrade’s annual survey.

Exclusive: Advice Period, the newest RIA platform model, offers star power and IBD qualities. Is it enough?

The executive suite transition has been years in the making.

Charles J. Dushek allegedly made trades without designating in advance whether he was trading personal money or client assets.

Who is poised to buy next year?

Advisers "have to adapt to a new America," says TD Ameritrade Institutional President Tom Nally.

Industry leaders offer personal insights for better results.

The marketplace may be the ultimate arbiter of the regulation, say MarketCounsel conference experts.

The firm’s review process is called "paper-thin" after an adviser is charged with selling retirees unsuitable variable annuities and fabricating client information.

Fiduciary rule preparation and new technology lures Integrated Financial Partners.

What Trump and rising interest rates may mean for advisers.

FINRA fines Lincoln Financial Securities for foreign hack attack.

How firms are determining and distributing cash, equity and benefits.

The IBD selects UBS veteran to become CEO

Amid reports of a possible sale, assets rise and expenses fall.

Property can be a savvy investment — and offer significant advantages. But advisers have to know where to look.

Your emotional intelligence, or EI, affects portfolio planning as well as professional relationships. Here’s how to develop and harness this powerful tool.

Too many advisers have damaging misconceptions about how to get influential people to send clients their way.