Jane Yi Zhang

The investment bank is poised to join the competition for digital mass-affluent clients.

The research giant says it aims to lower costs by removing a layer of fees paid to third-party managers.

Asset manager VanEck’s product appeals to ESG-focused investors. Plus: other launches.

Clients can omit companies that participate in “non-biblical activities” by investing in the new ETFs from Inspire Investing. Plus: other launches.

The new recruit is an industry veteran, having spent more than two decades at Wachovia and Wells Fargo.

If employees are not properly trained, no amount of spending can prevent a breach, according to cybersecurity expert Jonathan Hard.

The recruits left Morgan Stanley and UBS to go with the independent channel at Wells Fargo.

Carolyn Armitage joined the RIA M&A consultant after LPL eliminated the enterprise consulting division.

The team has formed Samara Capital and joined platform tru Independence.

The adviser used the money to fund his “lavish lifestyle,” including $1.6M for private jet services, according to authorities.

The firm says its trading commission will be lower than even Vanguard's.

Morgan Stanley and Advisor Group are moving ahead with changes despite the possibility that the Department of Labor's regulation could be reversed.

The firm's latest offering provides access to international equity markets. Plus: Other launches.

The new recruit generated more than $1 million in annual revenues, according the regional firm.

Recruits from Morgan Stanley and RBC joined the independent firm affiliated with Raymond James.

16 individuals or teams are nominated in the four-category list.

The latest offering from Kevin O'Leary's O'Shares ETF Investments focuses on dividend-paying companies. Plus: Other launches.

The RIA aggregator added its 43rd partner.

The wirehouse alleges two arbitrators failed to disclose key information about their professional and personal histories.