-
Dennis Zank will continue to be affiliated with Raymond James as a financial advisor.
April 18 -
The firm also opened a new office in Lancaster, Pennsylvania.
April 18 -
The executive will lead PNC’s wealth business beginning in June.
April 17 -
The wirehouse exodus continues, as a team of Wells Fargo advisors jumps ship for the independent firm.
April 17 -
Timothy Scheve will complete the term of John Thiel, the former head of Merrill Lynch, who left FINRA's board earlier this year.
April 16 -
Tom Thives, a 34-year industry veteran, will head up the firm’s offices in New Jersey.
April 12 -
One of the biggest notable losses came from Merrill Lynch, which lost a team managing $1 billion to the independent space.
April 11 -
The advisor, a former employee, has been soliciting more than two dozen clients at the bank, JPMorgan says.
April 11 -
Bill Hamm’s Independent Financial Partners has grown more than fivefold in 10 years with the No. 1 IBD.
April 10 -
Like other broker-dealers, the firm is far from achieving a ratio of 50/50 men-and-women planners.
April 10