Practice

Failing to enroll in a health care plan and taking on a hefty student loan debt are just two of the most common blunders younger clients should avoid.

Banking and robo advice will be part of the new digital offering, United Capital's CEO says at MarketCounsel.

The advisors had won $1.6 million in back pay and fees in a case decided last month.

"A long life is wonderful, but it is also costly and a bigger drain on resources," an expert says.

Robo advice is “a feature, not a business,” one digital expert says

It was Ray Jay’s tech and in-house marketing agency that initially appealed to the team.

“Tackling student debt is vital today if we hope to set employees up for long-term financial success,” says Scott Whatley, president of E-Trade.

Clients who have yet to make withholding adjustments to cover their tax liability still have time to avoid the extra burden.

The wirehouse last made changes to its compensation plan in 2016.

A former rep has drawn at least 30 claims after pleading guilty to fraud, while clients of another ex-LPL advisor are seeking damages five years after his initial arrest.