Practice

Clients won't be taxed as the result of a deal if they hold the shares in ETFs or index mutual funds.

Simple solutions may be a better alternative to customization, says the company's CEO.

But health care is probably more expensive.

Most clients don’t give a hoot about fiduciary and best interest standards.

Dennis Gibb used client funds to pay for his own business and personal expenses, such as mortgage and car payments.

Guiding them through the fine print of narrow networks, deductibles and copays could become a key differentiator.

The network connects advisors with clients whose financial needs have been overlooked, says the firm's CEO.

Those with 1099 income have several tax-advantaged options.

Summit Brokerage Services wasn’t feeding the notifications into the transactions blotter while its ownership went into flux, according to the regulator.

Should the board use 1% of its budget for its own oversight? A former board chairman responds to this proposal.