Portfolio

A retirement trust used as the beneficiary for IRAs can ensure clients leave enough behind for their kids.

These entrepreneurs made the leap into finance from different places, but they share a common mission: robos for women, by women.

Voices: Moving from a commission account to a fee-based account with an additional risk tolerance questionnaire does not equal sufficient Know-Your-Customer or suitability measures.

Firms should strike a balance between modernizing tools and maintaining client service, says Michael Paley, chief operating officer of Klingman & Associates.

Will golden handcuffs keep planners, or have they had enough?

The recruit who joined the Raymond James-affiliated firm also is one of the single biggest producers to join the regional's independent channel.

The advisor also beat back Wells Fargo's $200,000 in claims for breach of promissory note.

Many investors are improperly using target-date funds and are losing the "set it and forget it" benefit; plus, what Social Security checks will look like if cuts are made.

Some advisors have found great success by focusing on business owners. Here’s how to become the go-to planner with this prosperous group.

TIAA-CREF rebranded itself last month, renaming itself TIAA and launching a redesigned website, TIAA.org.