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Regional directors are “sorry to see Doug go," a Cetera adviser says. Tom Taylor, now COO, will take his place.
January 26
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On Wall Street's annual ranking of successful young planners.
January 26
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The recruit generated $2 million in annual production, according to Merrill.
January 26
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One barred broker borrowed funds from clients without approval, according to FINRA.
January 25
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The wirehouse's new hires oversaw $466 million in client assets, according to a spokesman.
January 25
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On Wall Street's annual ranking of successful young planners.
January 25
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The new recruits joined the firm's independent and employee channels.
January 25
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Too much growth has led to a slowdown in business efficiencies. Smart firms need to fix their operating models.
January 25
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The adviser reversed course after Merrill Lynch unveiled plans to phase out commission-based retirement accounts as part of its plan to comply with the Department of Labor's fiduciary rule.
January 24
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The firm's latest hire had spent 17 years at Raymond James and its predecessor firm, Morgan Keegan.
January 24
