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Firms will be permitted to place a temporary hold on disbursements of funds when there is reasonable belief of financial exploitation.

The S&P 500 has limited potential for returns over the next couple of years, in contrast to European equities, which are trading at a discount to their U.S. counterparts.

The new hires joined the wirehouse from J.P. Morgan Securities, On Wall Street learns exclusively.

At least 27 brokers have joined the firm, including a father-son team from UBS with $261 million in AUM.

The gains have been so strong that short sellers are now piling on bearish bets.

Several division executives have moved into new roles, retired or left the company, according to a memo seen by On Wall Street.

S&P 500 company pension plans' funding levels increased a mere 1% despite the $40 billion in contributions that these firms made to their plans.

This year has been a wild ride for clients and advisers, and it’s only just begun. Here are some things to keep in mind as advisers craft portfolios for the rest of the epoch.

On the same day, the OCC faulted the bank for engaging in an “extensive and pervasive pattern” of discriminatory and illegal lending practices for years.

If your clients pay the alternative minimum tax, these funds can help lower their tax liability.