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About 30% of fund manager appointments in the firm’s equity unit have gone to women in 2018, the most in five years.
November 27
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A bear market in marijuana isn’t the only challenge for new funds tracking the cannabis industry.
November 27
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Donating complex assets is one option clients may consider when itemizing deductions on their 2018 returns, an expert says.
November 27
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The firm has parted ways with its CEO Alex Friedman and launched a restructuring plan.
November 26
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Investors have grown cautious following October’s rout in global markets.
November 21
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Industry pioneer Mark Hurley is out as Karl Heckenberg becomes the aggregator’s new CEO.
November 20
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The cost of acquiring small account customers and pressure from incumbents quickly developing their own digital brands may be weighing on the popular app.
November 20
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Industry headwinds from costs and fees remain as relentless as ever.
November 20
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Mariner Wealth's and Mercer Advisors' deals for RIAs totaled over $3 billion in AUM in just two weeks.
November 19
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The SEC may have had good intentions, but the guidelines have distorted markets and reinforced the allure of companies that forego the IPO.
November 16
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New actively managed municipal bond ETFs from the firm have attracted $50 million in assets since their inception in October.
November 16
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Its purchase includes the manager’s mutual fund and ETF businesses.
November 15
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The New York aggregator’s performance to date “will make it easier for other RIAs to go public,” says industry analyst Chip Roame.
November 13
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Both already use the fintech company’s technology to market their products to advisors.
November 9
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“I admit I’m nervous about how our clients will react,” AQR's Cliff Asness wrote following the worst run in global equities in six years.
November 8
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The 4,300-advisor network is investing in insurance distribution after benefiting from rising interest rates and record client assets.
November 7
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Sentieo is a financial research platform that allows analysts to do financial research, annotate documents and collaborate with colleagues all within the same software.
November 7
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The good times in munis aren’t likely to last as the Fed’s push to boost interest rates will hamper future results, an expert says.
November 7
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CEO Jamie Price and other executives met with some 1,000 prospective advisors after inking one of the largest M&A deals in the IBD space this year.
November 6
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The sector historically has been “resilient to economic downturns,” ProShares wrote in the new fund’s prospectus.
November 6
