Finance

This group carried fees nearly three times the industry average.

The move by Guinness Atkinson is likely to be just a start — quant giant DFA is already next in line to make a similar change to its product line.

Spooked by rising bond yields, traders punished the pricier parts of the equity market last week, including many of the fund's top holdings.

The impact of lockstep moves in bonds and stocks can be seen in sophisticated portfolio strategies such as risk parity, experts say.

Self-directed investors have opened more new accounts at the firm in 2021 than in the third and fourth quarters combined.

These long-term leaders also generated gains of more than 76% over the past year.

The exchange operator’s planned regulations are currently too narrow and should be amended, two groups wrote in comment letters to the SEC.

Advisors can enhance strategies by recognizing set patterns of behavior during this period.

Naked short selling is one possible cause.

In the early part of the last decade, critics’ angst focused on how dark pools were siphoning business from Wall Street. Then came the pandemic.

Analysts were permitted to adjust key stresses in the model used in determining commercial mortgage-backed securities ratings, according to the regulator.

Trading patterns suggest organic flows from investors keen to access the firm’s strategies at a relatively low price

The strategy has become the least-loved of the smart beta universe after failing to protect against market swings last year.

The robo's fastest growing business now offers custom model portfolios in a bid to attract more wealth managers.

Activity in the fund is surging, with trading volume jumping to more than three times the one-year average.

Funds at the top have notched triple digit returns in the last year.

While getting a rules overhaul through a bitterly divided Congress won’t be easy, analysts, consumer advocates and experts say changes may be on the table.

Lenders have issued about 50 structured products tied to Ark’s ETFs in the past three months, according to SEC filings.

The private equity-backed firm’s deal could tack on some 900 advisors to its ranks.

The Silicon Valley startup left users fuming by temporarily restricting certain purchases at the height of January’s mania over GameStop.