Industry

The firm is one of the first to issue a formal comment letter on the Department of Labor's proposal to put off the regulation's implementation date.

The 20-year veteran planner cites Raymond James' greater flexibility and marketing support.

The S&P 500 Media Index has surged 17% since Nov. 8, while short interest on an ETF tracking the stocks sits at the lowest in more than a year.

Patricia Bennett says she visited the regional's firm home office three times before deciding to make the move.

Drew Sievers says the adviser tech firm is ready to cover lost ground in the market and compete.

Two of its Royal Alliance firms form a $2.5 billion powerhouse.

The former Wells Fargo executive will command a team of 10 local private bankers in the Hudson Valley and metro New York market.

The firm sold 100% of ownership interests in its asset management and family office units.

The firm previously shuttered a wealth management unit last year that failed to take off despite some high profile hires.

First Midwest Bank's acquisition of $550M Chicago-based RIA is the latest in a string of deals that banks are cutting with advisory firms to expand their wealth management businesses.