Industry

Echelon’s recent launch of a platform helps firms support firms’ ‘wealthtech’ strategies.

The new recruits joined the regional firm's employee channel.

Turn these major fears into motivators for pursuing greater success.

The bank and the RIA are feuding over alleged violations of a non-compete agreement and accusations of unfair competition.

The regulator has filed a complaint against whistleblower Johnny Burris, who has filed multiple cases against one of its largest member firms, JPMorgan.

Carrie Tolstedt, formerly in charge of the community banking unit, and the wirehouse's board were named in the litigation.

The recruits left rival firms such as UBS and J.P. Morgan to join existing practices at the independent broker-dealer.

The new exec replaces Randy Bluth who left the bank six months ago to pursue other opportunities.

The Institute for the Fiduciary Standard says the SEC and CFP Board have failed to define true client-first service. It aims to fill that gap with a new list.

Experts weigh in on the pros and cons of leaving the employee channel.