Practice

With their pro bono efforts, advisors have helped clients manage thousands in debt, plan for future health care costs and even offered healthy recipes.

These firms scored big with advisors managing $1 billion or more.

The chairman says the commission is working closely with FINRA on inspection plans to hold brokers to account.

Clients won't be taxed as the result of a deal if they hold the shares in ETFs or index mutual funds.

Simple solutions may be a better alternative to customization, says the company's CEO.

But health care is probably more expensive.

Most clients don’t give a hoot about fiduciary and best interest standards.

Dennis Gibb used client funds to pay for his own business and personal expenses, such as mortgage and car payments.

Guiding them through the fine print of narrow networks, deductibles and copays could become a key differentiator.

The network connects advisors with clients whose financial needs have been overlooked, says the firm's CEO.