More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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The return will take place over the next six months.
September 28
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Imperatives include modernizing tech to gain and retain clients and provide them with “personalized journeys,” according to a new survey.
September 28
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The new fund bucks trends in socially and environmentally responsible investments.
September 28
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Married men over age 45 and single men who think they’re good investors are more apt to freak out during a market downturn.
September 28
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Brian DuVal is president — wealth and retirement at FIS, where he oversees development and product strategy for solutions that enable wealth managers to enhance client relationships, grow and safeguard assets and expand their businesses.
September 28
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The proposed law would ban all IRAs, regardless of size or owner’s income, from holding unconventional assets like stakes in private companies, real estate and startups.
September 28
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The move can help firms reach smaller investors and offer greater portfolio customization, the custodian says, joining peers in offering the share slices.
September 28
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The RIA consolidator poached the founding advisor’s practice only about a year after the enterprise closed its BD in its prior move.
September 27
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Jillian Froment, a strategic advisor on insurance regulatory issues and an Advisory Board Member for Monitaur which provides AI governance and ML assurance software for regulated industries. As a former insurance commissioner, Jillian has shaped national and international regulatory models and standards on issues such as cybersecurity, cyber insurance, big data, accelerated underwriting, artificial intelligence, rebating, pandemic impacts and annuity suitability.
September 27
