More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Deals by the holding company’s partner firms combined for over $5.5 billion in AUM last year.
January 8
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SEC-mandated disclosures for dual registrants could put clients off brokerage options, some suggest.
January 8
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In what was a stellar year for corporates, governments nearly missed the list entirely.
January 8
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“This didn’t seem like a very fair process,” says the ex-advisor, who was ordered to pay the firm $206,000 for breach of promissory note.
January 8
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The global wealth manager was drawn to the Boston-based RIA’s impact investing and OCIO businesses.
January 8
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The RIA expands and solidifies its presence in the Chicagoland market.
January 8
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Jack Jolly is director of research and development tax credit services at
KBKG . He spent 20 years with the IRS in the Large Business and International Division. The majority of his time at the IRS was dedicated to the examination of the research tax credit in various industries, including automotive, utilities, chemical and others. He served as a engineer team manager, territory manager, and senior analyst. He was the lead instructor for several classes where new engineers were taught their role in examining basic and advanced IRS issues.January 8
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About $2 billion of assets will be available to the company’s retail clients.
January 8
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The banking tech trends that will dominate 2020
January 8 -
It was the biggest annual leap for strategies focused on corporate or government debt since 2014, boosting assets to more than $800 billion, data show.
January 8
