More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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The Secure Act will pave the way for expanded distribution channels, even as J.D. Power finds issuers lagging in measures of client satisfaction.
December 19
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Lee Clifton is Head of Strategic Clients in Europe for JPMorgan Merchant Services.
December 19
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The commission-free brokerage did not reasonably review “hundreds of thousands of orders each month,” according to the regulator.
December 19
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Marcia Davies is chief operating officer at the Mortgage Bankers Association and the founder of mPower.
December 19
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Now, armed with data from the rule’s rollout in Europe, asset managers in the U.S. have a better sense of each analysts’ worth — fairly or not.
December 19
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These shortcomings were primarily due to “systemic, longstanding, governance-level weaknesses,” a new report says.
December 18
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Retirees are advised to closely manage their RMDs, look for strategies to maximize their tax-free income and take advantage of their HSAs.
December 18
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"I don't mean to ruin your holidays, but ... " Regulators and industry insiders caution against delaying compliance efforts as the June deadline approaches.
December 18
