The Latest

  • Rodney Joffe is senior vice president, senior technologist and fellow at Neustar. He has been a sought-after cybersecurity expert who, among other notable accomplishments, leads the Conficker Working Group to protect the world from the Conficker worm. Providing guidance and knowledge to organizations from the United States government to the Internet Corporation of Assigned Names and Numbers (ICANN), Mr. Joffe is a pioneer in the domain name system (DNS) and cybersecurity markets and has demonstrated his expertise in developing new solutions at Neustar such as NeuSentry.

    September 6
  • A study notes that retirees might be experiencing the “Homer Simpson” mindset, in which they choose immediate gratification without thinking about the long-term consequences.

    September 5
    Social Security-checks
  • The advisors agreed not to solicit clients and to return confidential information to the bank.

    September 5
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  • Stratos Wealth and other OSJs are offering more types of affiliation and equity deals in a bid to stem a competitive threat.

    September 5
    Stratos Wealth recruiting move
  • A total of 155 new advisors have joined Ameriprise in the last two quarters, and they keep coming.

    September 5
    Ameriprise wealth management profits Q2 2018
  • The broker, Michael Siva, was one of seven people charged with securities fraud last year.

    September 5
    Morgan Stanley real estate
  • Tony has devoted 15-plus years to leadership and business development positions within the financial services community. His primary areas of expertise include leadership and organizational development, sales and negotiation tactics, strategic planning, merger planning, enterprise risk management, regulatory compliance and project management. Tony has served as the ERM Officer since 2009. Primary responsibilities include ERM program development, integration and administration. Tony oversees the ERM function working closely with senior management and the Board of Directors in interpreting and managing a strong risk culture and facilitating organizational planning and risk mitigation efforts.The Enterprise Risk Management (ERM) function ensures that Bellco actively assesses its risk exposures, evaluates alternative responses to those exposures, reports risks to the Board of Directors and considers risks in the strategic planning process. Bellco’s ERM program is focused on strategy integration and the optimization of the risk framework to enhance the achievement of its goals.

    September 5
    Tony Ferris, CEO of Rochdale Paragon Group
  • With Elad Roisman’s appointment, Republicans could have a big advantage at the SEC by year end.

    September 5
    Elad Roisman, commissioner of the U.S. Securities and Exchange Commission (SEC) nominee for U.S. President Donald Trump, speaks during a Senate Banking Committee confirmation hearing in Washington, D.C., U.S., on Tuesday, July 24, 2018. Roisman, the banking committee's chief counsel, will fill the seat of Michael Piwowar who stepped down as a commissioner earlier in July.
  • Neil Vaswani is CEO and co-founder of Corestream, a platform that provides a single point of integration for HR professionals.

    September 5
    Neil headshot.jpeg
  • A long-term approach to owning individual bonds is rewarded with both greater yield and safety.

    September 5
    Tom Lockard
    280 CapMarkets