LPL Financial

How does an advisor ask clients to transfer accounts at a time when many people are afraid to simply leave their house?

The largest enterprise under LPL’s biggest OSJ is getting even bigger, after adding its sixth advisor of the past 12 months.

There are more than a hundred cases of COVID-19 in Westchester County, New York, and financial planners are handling more than market volatility.

Financial advisor Alex Chalekian started out his career with a mentor “who was not the nicest person.” Ever since, he has wanted to serve as a resource to fellow planners, he explains in an episode of Financial Planning’s Invest Podcast.

Where some see unacceptable risk, others are eyeing bargain airplane tickets.

LPL’s continuing major poaches from rivals make up only one of the kinds of ways that firms are vying to attract and retain advisors.

Fee wars among asset managers are having small, but notable impacts across the industry and prompting renewed focus on core business.

CEO Dan Arnold describes the firm’s tech-fueled advisor strategy.

If these black financial advisors meet the goal, it will defy the industry's stark racial disparities: early career growth at that level just “doesn't happen in our demographic,” one partner says.

FINRA blocked the influential advisor and wealth management entrepreneur on one case, but an arbitrator backed him on another.