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Clashes over the Labor Department's fiduciary rule have carried over into the debate on the SEC's proposed regulation.
August 14
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The firms may or may not be vying against one another, but their advisor forces are moving in different directions.
August 8
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The largest firms’ combined VA and FA revenues hit a three-year low in 2017, but the products still make up a significant portion of their businesses.
August 3
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The No. 1 IBD adapted Riskalyze to its still-evolving ClientWorks portal and added Black Diamond to its discounted vendor program.
July 30
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The regulator accused the four firms and the Advisor Group network of supervisory failures in sales of L-share VAs in separate but near-identical cases.
July 30
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Dan Arnold says the firm remains interested if deals are a match for the No. 1 IBD.
July 27
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Wealth Enhancement Group would grow to nearly 70 advisors nationwide under its second major purchase of the year.
July 25
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Kestra grabbed a practice from the No. 1 IBD, but it gained another one while preparing for a top executive’s departure.
July 16
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The practice has spent 22 years with the No. 1 IBD, but it will be at least the eighth practice of its type to leave amid changes to the firm’s policies.
July 13
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Five of the regional BD's new hires come from Wells Fargo.
July 12
