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The firm also said it has benefited from low attrition and its training program.

The advisers previously worked at RBC Wealth Management, with one of them making the firm’s Chairman’s Council.

Operational challenges and strategic initiatives are at a crossroads.

While the firm's conquest of the money-management business may seem inevitable, it’s a mistake to extrapolate its recent success into the future.

The two advisers bolted in a quarter that saw their ex-firm lose 130 advisers.

Retirement investors can use their loss carryforward to write off the taxes triggered by a Roth IRA conversion.

The nation’s largest IBD plans to launch a platform with load-waived shares from 20 companies.

This is the second time Jefferies has poached Miami-based adviser talent from the wirehouse.

The former rep refused to comply with a FINRA investigation into allegations that he exercised influence over an elderly woman.

Depending on business mix, some advisers could see a pay cut.