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"Direct-to-consumer is not our model," says Scott Curtis, president, Raymond James Financial Services.

The new rules aren't the bonanza for lawyers first imagined from the DoL's fiduciary efforts.

Seeing "great bargains," advisors have been upping client allocations to equities.

FINRA scolded the firms for alleged operational systems, supervisory and recordkeeping deficiencies.

There's a window of opportunity before clients reach age 70 ½ to mitigate some of the bite.

Here’s how to avoid the convoluted interplay of factors that can lead to alarmingly high rates.

Find out which of the largest brokerages were represented by the best bosses in wealth management.

Find out which of the largest regional firms were represented. Is your boss on the list?

Smart-beta styles underlie about one in five ETFs globally with an estimated $400 billion under management, and if they plunged, millions of investors would be burned.

French serve as head of beta solutions, the money manager said in a statement.