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Royal Securities to pay $175,000 in FINRA fines over non-traditional ETF sales, church bonds and other violations.

UBS added a Merrill Lynch team with $2.6 million in production, another Merrill team joined HighTower and RBC recruited two advisor teams with more than $600 million in Texas. But they're not the only ones making big grabs. Here are the most recent moves in the employee channel.

Here's a new look at our top bank advisors based on their ratios of trailing-12 production per assets-under-management.

Advisors grappling with hiring costs can take heart: Wooing and retaining young advisors goes beyond cash compensation, industry experts say. Consider including some of these benefits in your recruiting pitch.

The husband-and-wife team is the eighth team to join HighTower’s New York headquarters.

An advisor team with nearly half a billion dollars under management has left AXA frustrations with how the firm structures its compensation plan.

There is no denying it: with more than $2 trillion in assets invested in ETFs, there is a tremendous opportunity to be had as evidence points to even further growth in the industry. Less than 2 months into 2014, we've already seen a total of 32 new exchange-traded products issued as both dominant and emerging fund sponsors continue to bring product to market.

Many of the nation's largest fund managers are tracking environmental, social, governance (ESG) factors when determining their investment strategies.

Bankers, industry representatives and other experts largely praise the FDIC's plan to unwind troubled behemoths, but suggest a host of issues that the agency needs to address before it can ensure the end of "too big to fail."

The extra yield U.S. corporate bonds offer compared with Treasuries approached a six-year low as investors speculated the economy will pick up after the North American winter ends.