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If approved for an IPO, the blank check company will face stiff competition among the growing ranks of RIA acquirers.

The former J.W. Cole advisor’s practice allegedly sold more than $40 million worth of unsuitable and unregistered promissory notes.

With more than $1.1 billion in client assets, it is the bank's biggest hire of the year.

“These are tracking the industries that are supporting the economy and will continue in the post-pandemic world,” an expert says.

Here’s how RIAs are falling short in their support for pregnant and new mothers and what they can do to change it, according to advisor Rianka Dorsainvil.

"We’re not just software,” CEO Ed O’Brien says. “We’re here to help advisors be better planners.”

Meanwhile, the wirheouse’s advisor headcount ticks down and recruitment loans drop, again.

In order to avoid treating DEI as a fad, #DoingTheWork in wealth management ought to start with these critical steps, financial advisor Lazetta Braxton writes.

The move represents the third largest out of the IBD channel in 2020, according to company recruiting announcements tracked by Financial Planning.

BNY Mellon’s CEO also sees a distribution opportunity for the company’s proprietary funds.