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Choosing their own technology for clients was a big draw for the advisors, who affiliated with Kestra.

The No. 1 IBD has completed three of the sector’s 10 largest recruiting moves of the year.

Representation of women and minorities remains “startlingly” low.

The industry’s largest money manager experienced record inflows to sustainable products in the first six months of the year.

The “one day at a time” mantra was particularly helpful in leading my team and clients through the COVID-19 pandemic.

The bank was seeking to overturn some $400,000 in attorney fees awarded to four advisors as part of a $2 million case.

No vaccine will return advisors and clients to pre-COVID-19 times— it’s time to let go and keep building.

CEO Robert Cook has launched a task force and started assessing his own actions, he said in a panel at the Quad-A Vision conference.

Ameriprise, for example, has hosted more six times as many advisors virtually than it did in person last year.

Several companies said this week they’re slashing expenses as the economy limps along. Others would prefer to keep investing in new technologies to better gauge which changes in consumer behavior will stick.