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Buyers compete fiercely for available firms even as they assert pricing is not out of hand.

The IBD trade group launched a public campaign after more than 80 cases this year alleging inadequate disclosure of mutual fund fees and compensation.

Age discrimination, unpredictable life shocks and involuntary retirement casts serious doubt on the “work longer” thesis.

Over a nine-year period, he allegedly defrauded clients of more than $2.1 million.

The deadline to apply is Sept. 27.

When pitted against the broader market, the top 20 outperformed both the Dow and S&P 500 by more than 5 percentage points.

Planners' fears of violating privacy stops them from taking action. If implemented, a new model act might help.

The Bay Area advisors had worked at Merrill for nearly two decades.

Advisors may need to alert clients as to when these checks will be taxable.

The firm’s director of technology and client engagement discusses chatbots, predictive analytic tools and what else is up next for advisors.