Organization Root Tag

Speculative investors bought a net 206,227 S&P 500 E-mini contracts in the week to June 23, the most since 2007.

One of the certifying organizations has taken a Netflix-like approach to advisor education.

Talks had focused on plans to attract $15 billion of assets under management, mostly from wealthy Latin Americans, according to people familiar with the matter.

Secretary of Labor Eugene Scalia said retirement plans aren’t for “furthering social goals or policy objectives that are not in the financial interest of the plan.”

The advisors defected from rivals UBS and Merrill Lynch.

The extension also applies to Americans living abroad who would otherwise generally have had a filing deadline of June 15.

The board is “decisively moving away” from allowing advisors to self-disclose, CEO Kevin Keller says.

Instead of “disrupting” finance, Cerulli research suggests all-in-one financial hubs may be the way forward.

After logging 27 years at the firm, the advisor is starting his “next 25-year chapter” as an independent.

In both moves, fathers brought their children to work as colleagues.

LPL has reeled in about half of the reps changing their BDs so far this year, but the full RIA channel is also reaping big gains. Plus, other news in the indie space.

The rollover period has been extended to Aug. 31, allowing some clients to breath a sigh of relief.

As much as 86% of investors in a recent survey say they would prefer prefabricated fund packages, as long as they were properly spelled out by advisors.

Asset manager Blueprint Capital Advisors claims they stole confidential business information and discriminated against the Black-owned firm.

The wirehouse says it wants to simplify pricing for separately managed accounts and expand client choice.

As the industry pushed to comply with the fiduciary rule, new issues emerged.

Here's how the largest groups have fared during unprecedented market activity.

The wirehouse added more than a dozen advisors in the last month managing more than $1 billion in client assets.

The court has suggested that federal law bars awards from going further, blunting a legal tool that critics say the agency has abused.

Just 5% of its 16,000 employees are Black, according to the company.