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So much faith has been put on the partial trade deal with China that stocks have nearly recovered since President Trump’s first round of tariffs on imports.

Adjusting a federal income tax return depends on personal tax circumstances, “such as the materiality of the error,” an expert says.

The firm is looking for ways to maintain its edge and reinvigorate its shares, which have trailed rivals over the past year.

To help individuals and businesses prepare for filing season, Grant Thornton has released a collection of year-end tax tips.

One size fits all? The single form for disclosure of client-advisor relationships applies even if firms offer multiple products and services.

The most outstanding advisors are those who do well across the board, even if they aren't the best in any one specific area.

Even as new technology and changing client demands force firms to constantly upgrade, advisors have potent defenses to help them stay competitive.

The SEC says broker-dealers may treat investment advisors as if they were subject to the AML Rule — under certain conditions.

In 90% of families, wealth disappears by the end of the third generation.

This year’s list, like last year’s, was created through a formula encompassing AUM, production and percentage of fee-based business.

With the industry closely watching the complex integration, the selling network's parent divulged how it struck the $1.3-billion agreement to form a giant IBD.

A major driver of growth has been the “increased awareness” of advantages like tax efficiency, liquidity and transparency, according to Bank of America.

The wins came at the expense of Merrill Lynch, UBS, Raymond James and Wells Fargo.

Competitors such as Merrill Edge have taken similar measures on commissions.

Clients are not happy with the industry's app offerings, according to a recent J.D. Power survey.

From the Southeast to the Midwestern plains, here's a look at the 12 cities where first-time homebuyers can afford the largest share of houses for sale, according to First American.

Core payout rates for advisors will not change, but the wirehouse is making changes intended to spur advisors to focus on larger clients.

The interim CEO opens up about the loss of friend and partner Jud Bergman and reveals company strategy going forward at MarketCounsel.

Jay Clayton talked up the commission's latest enforcement efforts and defended Reg BI before skeptical lawmakers.

The Chase Wealth Management and J.P. Morgan Securities operations will become one unit with $400 billion in assets.