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Fresh doubts about whether star managers can deliver consistently superior returns have been raised following Bill Gross’ retirement.
February 6
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It’s been death by a thousand cuts as a steady stream of top talent strikes out on their own.
February 6
Mark Elzweig Co. -
The firm has been on a recruiting tear, with a particular emphasis on wirehouses.
February 6
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Data reported by the Investment Company Institute.
February 6
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The proposal from CBOE Global Markets, if passed, would have been the industry’s first-of-its-kind.
February 6
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The past year brought major changes to the IBD network, including the sale of its majority stake and a structural reorganization.
February 5
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Trade tension and a record-long government shutdown have left many in the “more defensive parts of the market,” one TD Ameritrade strategist says.
February 5
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Firms who resist or fail to understand advisors’ needs will lose the game, according to a panel of executives.
February 5
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Industry leaders look to developments in AI, blockchain and cloud computing as the key drivers of change.
February 5
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A handful of states are pushing their own advisor regulations, potentially setting up a legal showdown.
February 4
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Raymond James's culture and "access to leadership" were among motivators advisors cited for their moves.
February 4
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The bank pledges to handle customer complaints better and reexamine its lending practices.
February 4
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At Pimco, the fixed-income giant he co-founded, Bill Gross racked up one of the longest winning streaks of any money manager.
February 4
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The team joined AdvicePeriod, which has more than two dozen advisors and $2.2 billion in AUM.
February 4
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State regulators and state legislature are stepping in to propose initiatives to protect consumers against salespeople wrapped in fiduciary clothing.
February 4
Financial Planning -
A recent ruling by the U.S. Labor Department could open the door for automatic 401(k) transfers between employers, which means fewer workers will be tempted to cash out.
February 1
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All 83,000 CFPs certification information is now published via the same technology that underlies fast-proliferating cryptocurrencies.
February 1
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A one-for-all OneFPA Network is the best way forward for national and chapter groups alike, this advisor and former board member says.
February 1
Aspire Performance Wealth Partners -
The firm’s efforts to attract talent away from rivals boosted headcount by a net 57 advisors in 2018.
February 1
