Organization Root Tag

Susan Elolampi will be company's latest high-level hire following a dozen appointments in recent months.

Rapid developments in financial technology are among the industry’s top operational challenges, asset managers say.

Inflows have persisted since the infamous “volpocalypse” in early February.

The practice has spent 22 years with the No. 1 IBD, but it will be at least the eighth practice of its type to leave amid changes to the firm’s policies.

Collusion and corruption allegedly prevented Wells Fargo whistleblowers, and a former JPMorgan advisor, from obtaining justice.

Gains by rivals expose independent advisors' vulnerability, says United Capital's Matt Brinker.

Passive income held offshore may benefit from an arcane provision signed into law by President John F. Kennedy.

Five of the regional BD's new hires come from Wells Fargo.

Morgan Stanley’s advisors are already helping clients deal with emotional issues. What if AI could help out?

The makings of a true destination RIA

Advisors and clients would benefit acknowledging what's really driving financial decisions.

Model marketplaces carry major potential for the industry, and experts from BlackRock and Envestnet say they’ve only just begun to make their full impact.

Passive funds attracted new cash even if their returns were negative.

The firm's two new hires are the latest in aggressive recruiting efforts and joined from rivals RBC and Wells Fargo.

Analytics for retirement readiness

"We're not being judged on what other banks are doing. We're being compared to Amazon and Google," says Kraleigh Woodford, managing director at UBS WM USA.

Michael Kitces, Moderator, Partner and Director of Wealth Management, Pinnacle Advisory, Hollie Fagan, Managing Director, BlackRock, Estee Jimerson, Managing Director – Head of Asset Manager Distribution & Engagement, Envestnet, Kunal Kapoor, CFA, Chief Executive Officer, Morningstar, Inc., Natalie Wolfsen, EVP and Chief Solutions Officer, AssetMark, Inc.

Envestnet sees asset management as poised for major changes as broker-dealers move to fee-based business.

Perimeter security is broken, says Amber Baldet, former head of blockchain at JPMorgan Chase and founder of fintech startup Clovyr.

Kapin Vora, Moderator, Partner, Capco, Amber Baldet, Co-founder, CEO, Clovyr, Vern Brownell, CEO, D-Wave, Salvatore Cucchiara, Head of Wealth Management Technology, Morgan Stanley, Aaron Spradlin, Co-Founder & CEO, cleverDome, Inc.