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A working financial planner assumes leadership of the board as its influence in Washington and nationwide hits a high mark.

The combination of the three practices will establish a key fiduciary advisor in the retirement planning industry.

Advisors reported significant growth in assets under management and expect more of the same in the coming months.

Industry critiques of Wealthfront reflect doubts about first-generation digital platforms.

The firm has appointed company veteran Doug Brigman to run the Tampa Bay complex.

The popularity of mobile-first investment apps will help automated advice mature, researchers predict.

Liquidity and valuation are the regulator’s key areas of concern.

The Short Hills, New Jersey-based bank will look to Cetera to accelerate the program's growth.

'It wouldn't have happened without Focus,' the Colony founder says, adding that the aggregator has supercharged growth for his firm across seven deals.

The well-capitalized acquirer completed eight transactions in 2017.

The IBD’s parent has increased its investments in advisory services while other insurers exit the space.

Short interest on the largest ETF tracking the S&P 500 is the lowest level on record.

With lowered surcharge thresholds effective this year, strategies to manage the bite are a way for advisors to add client value.

It’s not easy, but advisors who believe they were wronged can request their records be expunged, an expert says.

While the ranks of women who hold the certification surged, they still make up only 23% of the pool.

The regulator outlined the top priorities for 2018 examinations.

Three funds tracking the debt products attracted a combined $2.3 billion in one week.

New digital currencies are subject to little or no regulation, the investor protection watchdog cautions.

The advisor claimed the bank placed a slanderous statement in his form U5, preventing him from finding a new job.

The milestone cements the dominance achieved by large institutions in the online space.