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Survey shows advisors accept fiduciary mindset but do not see major impact on product choices yet.

More deals are expected in a post-DoL world, Schwab executives say.

Although bigger may be better for the fund giants, passive strategies may be blurring the inherent value of securities.

The advisors made their career change just prior to UBS's exit from the Broker Protocol on December 1.

The brokerage firm says reimbursements will be evaluated on a “case-by-case basis.”

Central Valley Community Bank of Fresno, California, will look to Raymond James to help it expand its client investment offerings.

Regional firms have been on a recruiting spree this year.

A collaboration with Lincoln has yielded 30 platform enhancements for advisors, with more to follow.

Data reported by the Investment Company Institute.

Dec. 4: The asset management and wealth management space posted 35 deals worth $2.4 billion in total activity in the third quarter.

The estimated $490 million deal is a part of a push from Nippon Life to expand its asset management operations.

They're the latest mega group to join the boutique wealth manager.

The moves occurred in the days before the firm's planned exit from the Broker Protocol.

The wirehouse's advisor headcount, at 14,564 at the end of the third quarter, was down 3% year-over-year.

Brokers' top questions and concerns about the protocol's demise answered.

Improved prospects for tax legislation propelled the latest boost in equities.

The No. 4 IBD has added 12 advisors with $2.1 billion in client assets since the acquisition.

Financial advisors can still be held liable for violating impartial conduct standards even though the fiduciary rule has been delayed until 2019.

These eye-popping returns didn’t come cheap. Expense ratios averaged more than 1% and went as high as 158 basis points.

Variable products suffered their worst quarter in two decades, while fixed contracts also declined.