Organization Root Tag

The firm’s 20-basis-point take will drop, says CEO Walt Bettinger.

These investments offered better returns than the broader fixed-income world in recent years, but the risk/reward equation leans heavier on risk.

Most advisors don’t have required safeguards in place, one expert says.

Clients are already consuming products differently as a result of new technology, says TIAA Chief Digital Officer Scott Blandford.

Louis Martin Blazer is a "cooperating witness" in the federal case targeting corruption in college basketball.

The storm devastated Puerto Rico, which has seen a surge of client complaints.

27 firms have signed on to the standard, but state regulators and industry groups are pushing for more.

State examiners are finding more shortcomings. At the same time, advisors face bulked-up regulators probing more aspects of their practices.

Eaton Vance, Morgan Stanley and Putnam executives want to learn how new technology can be leveraged.

AI and predictive analytics have key roles in the bank's plan to add automated advice and savings to mobile banking.

Advisor Munish Sood is charged with fraud and bribery by FBI and U.S. Attorney.

The $195 million cash purchase is Envestnet’s sixth largest deal since 2010.

The move is the fourth major recruiting announcement for the firm this month.

Regional firm’s Miami branch marks continued southeastern expansion.

The Ariel Investments president is an advocate for the increasing the number of women and minorities in boardrooms.

"This is a window for these regional firms to really explode," says Rob Blevins, a recruiter in Dublin, Ohio.

The advisor targeted clients he obtained at Social Security seminars, according to prosecutors.

Asset managers are still guessing how clean shares will fare under the new regulation.

Patrick O’Donovan will focus on recruiting new talent and helping advisors with succession planning, he says.

While the SEC does its due diligence into the new European rules, some of the world’s largest money managers have started to make independent decisions.