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A higher standard of client care can still be enforced in the marketplace, fiduciary supporters say.

The ex-Morgan Stanley advisers say their niche practice, which is geared toward women and divorcees, will be better supported by Raymond James' platform.

With an eye toward potential repeal, Alexander Acosta told senators that he will abide by President Trump's executive memorandum and review the rule's impact.

These 20 funds didn't just rise with the tide, their returns topped their benchmarks.

The senator isn't waiting for attorney Jay Clayton's confirmation hearing to ramp up her opposition.

Five new firms have joined Dynasty’s outsourcing platform this year amid a rivalry with HighTower.

Young clients are focused on short-term needs rather than building an entire plan toward a retirement date.

The investment bank is poised to join the competition for digital mass-affluent clients.

The German bank said the new space will help its 7,000 bankers in New York connect with startups.

The group previously worked at Merrill Lynch, where they generated over $2 million in annual revenue.

RIAs are anxious to acquire assets, according to a new survey, and smaller firms are a prime target.

The former adviser allegedly pocketed more than $300,000 from trades involving pharmaceutical stocks.

The regional broker-dealer has added at least 19 advisers from wirehouse firms so far in 2017.

If Acosta is confirmed, one of his most immediate decisions will be how to handle the Obama-era regulation. Labor department officials say they expect him to bring a conservative approach.

The new recruits are the latest to join the regional firm from Wells Fargo.

The firm also granted its new chief stock options worth $4.8 million following a debt refinancing.

Nearly 60% of investors would explore changing firms if forced to switch, according to a J.D. Power study.

Over 50 advisers have now joined the independent firm, which is affiliated with Raymond James.

The barred broker used $2.5 million in client funds to buy a waterfront home in Rhode Island, authorities say.

As executives accept Trump's fiduciary rule delay, many have shifted their focus to the SEC's new reporting modernization regulation.