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The move is additional fallout from the president's memo to the Department of Labor to review the regulation and possibly rescind it.
February 8
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"We believe they have made our overall platform more competitive," said a top executive in the LPL division that supports banks and credit unions.
February 8
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Accommodating work arrangements are needed to attract and retain valuable talent, but they are underused in advisory offices.
February 8
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The former planner says she was wrongfully terminated and that she did not agree to settle with the wirehouse.
February 8
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After investing millions in new platforms and preparing thousands of advisers, executives say they've come too far to reverse course.
February 7
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The aggregator has clicked with an expansion-minded RIA seeking to grow its footprint and 401(k) business.
February 7
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The sector covering aerospace, defense and transportation has seen strong returns. Will Trump campaign pledges boost future performance?
February 7
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FINRA chided the rep for following through on trading instructions received via email from bank employees without confirming the transactions with the customers.
February 7
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Digital advice firms will continue to market themselves as white knights in the financial services industry, observers say.
February 6
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401(k) plans in small companies are a "blue ocean opportunity" for advisers.
February 6
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A close look at how the regional BD wooed over recruits and how it hopes to benefit from its revival of an iconic brand.
February 6
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Here’s what the president’s actions mean for advisers and firms.
February 6
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The final version of the memorandum that President Trump signed did not actually include a provision to hold up the regulation. It's still game on.
February 5
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"Just the talk about the rule has been free advertising for planners committed to prioritizing their client's needs over juicing their own compensation," says one leading fiduciary planner.
February 4
Life Planning Partners -
The firm says it could delay changes it pledged to make to comply.
February 3
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"My expectation is that a lot of firms are going to continue installing a best-interest standard, regardless," said Brian Graff, CEO of the American Retirement Association.
February 3
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Advisers reacted to President Trump's efforts to halt the regulation.
February 3 -
While a review will be undertaken by the Labor Department, the White House signaled that the president was expecting significant change.
February 3
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Robos, among other pressures, will force an evolution in the percentage of AUM fee model, the custodian head says.
February 2
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The firm says its trading commission will be lower than even Vanguard's.
February 2
