Organization Root Tag

If your investment time frame has been seriously long term, these are the funds that posted the best returns over the long haul.

The former Fidelity RIA head replaces a 30-year company veteran.

The new recruit joins the regional BD from Hilliard Lyons.

Growing RIA now has over $3 billion in assets as footprint expands.

On Wall Street's annual ranking of successful young planners.

For years, it seemed that a decline in monthly benefits was a long way off. Now it may be sooner than expected. Here’s what advisers need to know.

James Gorman earned $22.5 million after the firm made progress toward financial targets and its stock rose by a third.

One of the bank's new recruits comes from the wirehouse's elite Private Banking & Investment Group, which serves ultrawealthy clients.

One suggestion planners say they are offering bullish clients: Don't be extreme.

Once a top-producing planner at LPL, Carson now possesses a direct line to the CEO.

Revenue in 2016 from the retail brokerage business slipped 6% to $281 million from $300 million in 2015.

While fourth-quarter revenue from brokerage services posted a sharp 20% over-over-year decline, the overall wealth management business still managed to come out ahead.

Effort by the asset management giant is aimed to capture more muni bonds. Plus: Other launches.

Gap in coverage concerns older clients; planners are also taking a closer look at HSAs.

"There is an added sense of urgency now," says Barbara Roper, director of investor protection at the Consumer Federation of America.

The large community bank will look to LPL to help the investment services business meet the requirements of the fiduciary rule.

11 executives were recently tapped to lead wealth management and related investment services teams at Bank of the West, BNY Mellon, Key Private Bank and U.S. Bank. Find out who they are and what their new roles entail.

The White House has made fiduciary part of investors' vocabulary.

The robo adviser says a new free service for clients is attracting interest beyond Silicon Valley.

Their attorney said he would instead file claims in arbitration.