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The firm previously accused its former employee of using company stationery to continue to pass herself off as an Ameriprise advisor.
November 15
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The duo is part of an ongoing exodus of wirehouse advisors to smaller regional firms and independent brokerages
November 14
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The firm continues to expand in South Florida by adding a primarily fee-based advisor.
October 31
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The partners took a different path than most in launching their own franchise practice.
October 26
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CEO Jim Cracchiolo reported record client assets and a sharpened focus under the fiduciary rule.
October 25
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The regional firm picks up six advisors, including a father and a son.
October 24
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The father of the $141 million team worked for Raymond James for 12 years.
October 16
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See which firms took in the most revenue last year amid an industry-wide slump.
October 13
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One of the new hires cited the regional firm's financial planning expertise as a reason he made the move.
September 7
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The firm and fellow regionals continue to take advantage of hiring cutbacks at wirehouses.
August 25
