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The firm also reported that its advisor ranks were up 2% year-over-year, boosted by its training program.
January 17 -
The new texting capabilities will roll out on both Apple and Android devices over the next two months.
January 11 -
Brokerages have broken ranks in recent weeks over whether to facilitate clients’ bets on bitcoin amid widespread concern that it’s a bubble or that the cryptocurrency’s price is potentially susceptible to manipulation.
January 4 -
Wall Street doesn’t think corporate America will have a hard time coming up with those employee bonuses that were promised after taxes were slashed.
January 2 -
“The discussions we’re having now are, ‘Call your municipality and try to establish what your liability is. Call your mortgage holder,’” an advisor said.
December 29 -
The firm has been driving its expansion, pulling in talent from its competition.
December 28 -
Banks' online advice platforms are just the face of a deeper effort to restructure client data and adapt to a digital era.
December 21 -
Stifel says the fact that it owns a bank — instead of being owned by one — is a big appeal in recruiting.
December 21 -
The regional firm pulled its latest hires from Wells Fargo and Merrill Lynch.
November 28 -
The firm is rewarding advisors with new rewards for growth – and cutting pay for those who don't hit certain hurdles.
November 9 -
The fund will give investors exposure to noninvestment-grade bonds for less than half the cost of its flagship high-yield offering.
October 27 -
The company also said that its advisor ranks are growing.
October 19 -
The company's broker headcount declined slightly, but it remains the largest wirehouse by number of advisors.
October 17 -
Thomas Fickinger managed over 1,350 advisors generating $1.5 billion in revenue in 2016.
September 18 -
The firm, which has faced racial discrimination allegations, is trying an alternative approach suggested by a professor at Harvard.
September 12 -
The defendants profited more than $3 million by trading before and after mergers and acquisitions were announced, according to U.S. prosecutors.
September 6 -
If retirement is abstract to clients, ask specific questions to make it more real to them, such as: “Where will you be living? What does your house look like? What are you doing?"
September 6 -
The SEC's June 2016 settlement with Merrill Lynch was one of its biggest cases of the year by dollar amount.
September 5 -
One advisor says the fiduciary rule prompted the latest wirehouse exit to an RIA.
August 29 -
Investors pulled $2.1 billion from domestic mutual funds and ETFs in the week ending July 12.
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